Filing Details

Accession Number:
0001104659-10-040883
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-30 13:00:00
Reporting Period:
2010-07-29
Filing Date:
2010-07-30
Accepted Time:
2010-07-30 17:53:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334318 J Robert Zatta C/O Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Senior Vp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2010-07-29 12,975 $14.61 65,993 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2010-07-29 12,975 $28.64 53,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2010-07-29 12,975 $0.00 12,975 $14.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2011-09-15 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at share prices ranging from $28.3107 to $28.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.
  2. These options were granted on September 15, 2001 and vest 10% on each of the first and second anniversary of the grant date, 25% on each of the third and fourth anniversary of the grant date and 30% on the fifth anniversary of the grant date and expire on September 15, 2011.