Filing Details
- Accession Number:
- 0001104659-10-038536
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-19 13:00:00
- Reporting Period:
- 2010-07-15
- Filing Date:
- 2010-07-19
- Accepted Time:
- 2010-07-19 20:33:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327471 | Reald Inc. | RLD | Radio & Tv Broadcasting & Communications Equipment (3663) | 770620426 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492970 | Robert Mayson | C/O Reald Inc. 100 N. Crescent Drive, Suite 120 Beverly Hills CA 90210 | Pres., Consumer Electronics | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-15 | 30,000 | $10.00 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-21 | 30,000 | $14.88 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-15 | 30,000 | $0.00 | 30,000 | $10.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-07-15 | 510,000 | $0.00 | 510,000 | $16.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-07-15 | 30,000 | $0.00 | 30,000 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-08 | No | 4 | M | Direct | |
| 510,000 | 2020-07-14 | No | 4 | A | Direct | |
| 30,000 | 2020-07-14 | No | 4 | A | Direct |
Footnotes
- This option was granted on 2/8/2009 and the vesting commencement date was 2/8/2009. This option vested as follows: 1,000 shares vested for each 100 newly-contracted screens ordered as a direct result of Mr. Mayson's efforts. The performance criteria was met as of March 26, 2010 resulting in this option being fully vested.
- This stock option grant will vest as follows: (i) 1/4 of the option vests on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued employment with the company.
- This stock option grant will vest based both on a three year time-based cliff vesting schedule and on relative total shareholder return performance objectives over a three year period as measured against a peer group of companies established by the board of directors.
Billionaire Hedge Funds
