Filing Details
- Accession Number:
- 0001179110-10-011454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-07 13:00:00
- Reporting Period:
- 2010-07-01
- Filing Date:
- 2010-07-07
- Accepted Time:
- 2010-07-07 09:26:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1222244 | Prourocare Medical Inc. | PUMD | Surgical & Medical Instruments & Apparatus (3841) | 201212923 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364107 | E Scott Smith | 10513 Rigby Dr. Eden Prairie MN 55437 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.00001 Par Value | Acquisiton | 2010-07-01 | 5,000 | $1.60 | 131,592 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.00001 Par Value | Stock Options | $7.00 | 2013-05-30 | 3,000 | 3,000 | Direct | |
| Common Stock, $0.00001 Par Value | Warrants | $0.70 | 2012-12-31 | 7,000 | 7,000 | Direct | |
| Common Stock, $0.00001 Par Value | Stock Options | $1.00 | 2015-08-12 | 1,000 | 1,000 | Direct | |
| Common Stock, $0.00001 Par Value | Stock Options | $0.85 | 2016-03-03 | 20,000 | 20,000 | Direct | |
| Common Stock, $0.00001 Par Value | Stock Options | $1.25 | 2016-08-11 | 1,000 | 1,000 | Direct | |
| Common Stock, $0.00001 Par Value | Stock options | $1.50 | 2016-09-29 | 30,000 | 30,000 | Direct | |
| Common Stock, $0.00001 Par Value | Warrants | $1.30 | 2014-01-07 | 20,000 | 42,475 | Direct | |
| Common Stock, $0.00001 Par Value | Warrants | $1.30 | 2009-11-12 | 2012-11-12 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-05-30 | 3,000 | 3,000 | Direct |
| 2012-12-31 | 7,000 | 7,000 | Direct |
| 2015-08-12 | 1,000 | 1,000 | Direct |
| 2016-03-03 | 20,000 | 20,000 | Direct |
| 2016-08-11 | 1,000 | 1,000 | Direct |
| 2016-09-29 | 30,000 | 30,000 | Direct |
| 2014-01-07 | 20,000 | 42,475 | Direct |
| 2012-11-12 | 20,000 | 20,000 | Direct |
Footnotes
- Currently exercisable.
- Options shall vest on the latter of the date that the Company is cleared by the FDA to sell the ProUroScan System in the United States or the date the Company closes on an aggregate of $2,000,000 or more of incremental equity financing after the date of grant(including the exercise of existing warrants).
- Issued to reporting person in lieu of cash for director's fees.
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