Filing Details
- Accession Number:
- 0001104659-10-038534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-19 13:00:00
- Reporting Period:
- 2010-07-15
- Filing Date:
- 2010-07-19
- Accepted Time:
- 2010-07-19 20:32:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327471 | Reald Inc. | RLD | Radio & Tv Broadcasting & Communications Equipment (3663) | 770620426 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492007 | A. Andrew Skarupa | C/O Reald Inc. 100 N. Crescent Drive, Suite 120 Beverly Hills CA 90210 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-15 | 145,059 | $0.07 | 145,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-21 | 145,059 | $14.88 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-07-15 | 145,059 | $0.00 | 145,059 | $0.07 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-07-15 | 157,500 | $0.00 | 157,500 | $16.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-07-15 | 52,500 | $0.00 | 52,500 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 821,999 | 2015-01-10 | No | 4 | M | Direct | |
| 157,500 | 2020-07-14 | No | 4 | A | Direct | |
| 52,500 | 2020-07-14 | No | 4 | A | Direct |
Footnotes
- This option was granted on 1/10/2005 and the vesting commencement date was 1/10/2005. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date.
- This stock option grant will vest as follows: (i) 1/4 of the option vests on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued employment with the company.
- This stock option grant will vest based both on a three year time-based cliff vesting schedule and on relative total shareholder return performance objectives over a three year period as measured against a peer group of companies established by the board of directors.
Billionaire Hedge Funds
