Filing Details
- Accession Number:
- 0001209191-10-031681
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-02 13:00:00
- Reporting Period:
- 2010-06-01
- Filing Date:
- 2010-06-02
- Accepted Time:
- 2010-06-02 19:40:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 13,240 shares | Avg. Price: $12.26 | Total Value: $162,271.53 |
| Number of Shares After Transactions: | 5,126,358 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-06-01 | 200 | $12.01 | 5,139,398 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 387 | $12.02 | 5,139,011 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.08 | 5,138,911 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.08 | 5,138,811 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.10 | 5,138,711 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 300 | $12.10 | 5,138,411 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.14 | 5,138,311 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.16 | 5,138,211 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.16 | 5,138,111 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 1,200 | $12.18 | 5,136,911 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 401 | $12.19 | 5,136,510 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 1,100 | $12.20 | 5,135,410 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 700 | $12.21 | 5,134,710 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 1,379 | $12.21 | 5,133,331 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 200 | $12.21 | 5,133,131 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.22 | 5,133,031 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 700 | $12.22 | 5,132,331 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.24 | 5,132,231 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 200 | $12.26 | 5,132,031 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 300 | $12.28 | 5,131,731 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 200 | $12.29 | 5,131,531 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 300 | $12.32 | 5,131,231 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 900 | $12.33 | 5,130,331 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 200 | $12.34 | 5,130,131 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 300 | $12.34 | 5,129,831 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 200 | $12.36 | 5,129,631 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.37 | 5,129,531 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 173 | $12.37 | 5,129,358 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 300 | $12.38 | 5,129,058 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 2,700 | $12.39 | 5,126,358 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
