Filing Details
- Accession Number:
- 0001209191-10-031684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-02 13:00:00
- Reporting Period:
- 2010-06-01
- Filing Date:
- 2010-06-02
- Accepted Time:
- 2010-06-02 19:43:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 34,930 shares | Avg. Price: $12.46 | Total Value: $435,401.58 |
| Number of Shares After Transactions: | 5,078,948 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-06-01 | 800 | $12.40 | 5,025,558 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 6,249 | $12.41 | 5,119,309 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 1,800 | $12.42 | 5,117,509 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 1,000 | $12.43 | 5,116,509 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 1,800 | $12.45 | 5,114,709 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 200 | $12.46 | 5,114,509 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 1,900 | $12.46 | 5,112,609 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 2,100 | $12.47 | 5,110,509 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.48 | 5,110,409 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 8,030 | $12.48 | 5,102,379 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 300 | $12.49 | 5,102,079 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 5,110 | $12.49 | 5,096,969 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 200 | $12.50 | 5,096,769 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 12 | $12.50 | 5,084,277 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 600 | $12.51 | 5,083,677 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 3,129 | $12.51 | 5,080,548 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 1,500 | $12.53 | 5,079,048 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-01 | 100 | $12.54 | 5,078,948 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
