Filing Details

Accession Number:
0001209191-10-036694
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-01 13:00:00
Reporting Period:
2010-06-30
Filing Date:
2010-07-01
Accepted Time:
2010-07-01 19:58:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1061027 Sunesis Pharmaceuticals Inc SNSS Pharmaceutical Preparations (2834) 943295878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1288452 Bay City Capital Llc 750 Battery Street
Suite 400
San Francisco CA 94111
No No Yes No
1401826 Bay City Capital Fund V, L.p. 750 Battery Street
Suite 400
San Francisco CA 94111
No No Yes No
1409813 Bay City Capital Fund V Co-Investment Fund Lp 750 Battery Street
Suite 400
San Francisco CA 94111
No No Yes No
1461543 Bay City Capital Management V Llc 750 Battery Street
Suite 400
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-30 9,808,090 $0.00 9,808,090 No 4 C Direct
Common Stock Acquisiton 2010-06-30 23,378,934 $0.28 33,187,024 No 4 P Direct
Common Stock Acquisiton 2010-06-30 186,900 $0.00 186,900 No 4 C Direct
Common Stock Acquisiton 2010-06-30 445,516 $0.28 632,416 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2010-06-30 980,809 $2.20 9,808,090 $0.00
Common Stock Series A Preferred Stock Disposition 2010-06-30 18,690 $2.20 186,900 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-06-30 No 4 C Direct
0 2010-06-30 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,091 Direct
Footnotes
  1. Each one (1) share of Series A Preferred Stock was converted into ten (10) shares of Common Stock upon the Issuer's common equity closing (as defined in the applicable Certificate of Designation).
  2. Bay City Capital LLC, a Delaware limited liability company ("BCC"), Bay City Capital Management V LLC, a Delaware limited liability company ("Management V"), Bay City Capital Fund V, L.P., a Delaware limited partnership ("Fund V"), and Bay City Capital Fund V Co-Investment Fund, L.P., a Delaware limited partnership ("Co-Investment V") are deemed to be a "group" for the purpose of Section 13(d) under the Securities Exchange Act of 1934. Management V is the general partner of Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V. BCC, the manager of Management V, is also an advisor to Fund V and Co-Investment V and has sole voting and dispositive power with respect to the securities held by Fund V and Co-Investment V.
  3. Represent securities held by Fund V, including indirect interests of BCC and Management V. BCC and Management V each disclaim beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein.
  4. Represent securities held by Co-Investment V, including indirect interests of BCC and Management V. BCC and Management V each disclaim beneficial ownership with respect to these securities, except to the extent of their pecuniary interest therein.
  5. BCC is the sole owner of these shares.
  6. Not applicable.