Filing Details

Accession Number:
0001144204-10-031653
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-03 13:00:00
Reporting Period:
2010-06-03
Filing Date:
2010-06-03
Accepted Time:
2010-06-03 15:47:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
701719 Dgse Companies Inc DGSE Retail-Jewelry Stores (5944) 880097334
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1162050 John Benson 10740 Rose Creek Ct.
Dallas TX 75238
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-03 15,000 $0.00 26,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to acquire common stock Acquisiton 1992-12-09 50,000 $1.63 50,000 $1.63
Common Stock Option to acquire common stock Acquisiton 1993-12-31 25,000 $2.25 25,000 $2.25
Common Stock Option to acquire common stock Acquisiton 1994-12-31 25,000 $2.13 25,000 $2.13
Common Stock Option to acquire common stock Acquisiton 2001-10-08 50,000 $2.25 50,000 $2.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 1992-12-09 No 4 A Direct
75,000 1993-12-31 No 4 A Direct
100,000 1994-12-31 No 4 A Direct
150,000 2001-10-08 No 4 A Direct
Footnotes
  1. The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. ( SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
  2. 180 days from termination of employment.