Filing Details

Accession Number:
0001209191-10-034611
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-16 13:00:00
Reporting Period:
2010-06-14
Filing Date:
2010-06-16
Accepted Time:
2010-06-16 17:53:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Transaction Summary
Sold: 41,666 shares Avg. Price: $13.67 Total Value: $569,509.34
Number of Shares After Transactions: 4,838,119 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-14 1,021 $13.54 4,878,794 No 4 S Direct
Common Stock Disposition 2010-06-14 600 $13.55 4,878,194 No 4 S Direct
Common Stock Disposition 2010-06-14 1,233 $13.55 4,876,961 No 4 S Direct
Common Stock Disposition 2010-06-14 100 $13.56 4,876,861 No 4 S Direct
Common Stock Disposition 2010-06-14 200 $13.58 4,876,661 No 4 S Direct
Common Stock Disposition 2010-06-14 100 $13.58 4,876,561 No 4 S Direct
Common Stock Disposition 2010-06-14 3,400 $13.59 4,873,161 No 4 S Direct
Common Stock Disposition 2010-06-14 200 $13.60 4,872,961 No 4 S Direct
Common Stock Disposition 2010-06-14 1,501 $13.60 4,871,460 No 4 S Direct
Common Stock Disposition 2010-06-14 800 $13.61 4,870,660 No 4 S Direct
Common Stock Disposition 2010-06-14 1,355 $13.62 4,869,305 No 4 S Direct
Common Stock Disposition 2010-06-14 921 $13.63 4,868,384 No 4 S Direct
Common Stock Disposition 2010-06-14 1,624 $13.64 4,866,760 No 4 S Direct
Common Stock Disposition 2010-06-14 200 $13.65 4,866,560 No 4 S Direct
Common Stock Disposition 2010-06-14 2,255 $13.66 4,864,305 No 4 S Direct
Common Stock Disposition 2010-06-14 5,635 $13.67 4,858,670 No 4 S Direct
Common Stock Disposition 2010-06-14 100 $13.68 4,858,570 No 4 S Direct
Common Stock Disposition 2010-06-14 305 $13.68 4,858,265 No 4 S Direct
Common Stock Disposition 2010-06-14 2,685 $13.69 4,855,580 No 4 S Direct
Common Stock Disposition 2010-06-14 2,000 $13.70 4,853,580 No 4 S Direct
Common Stock Disposition 2010-06-14 4,300 $13.71 4,849,250 No 4 S Direct
Common Stock Disposition 2010-06-14 6,414 $13.72 4,842,836 No 4 S Direct
Common Stock Disposition 2010-06-14 700 $13.73 4,842,136 No 4 S Direct
Common Stock Disposition 2010-06-14 2,487 $13.74 4,839,649 No 4 S Direct
Common Stock Disposition 2010-06-14 1,400 $13.75 4,838,249 No 4 S Direct
Common Stock Disposition 2010-06-14 130 $13.76 4,838,119 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.