Filing Details
- Accession Number:
- 0001209191-10-034611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-16 13:00:00
- Reporting Period:
- 2010-06-14
- Filing Date:
- 2010-06-16
- Accepted Time:
- 2010-06-16 17:53:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 41,666 shares | Avg. Price: $13.67 | Total Value: $569,509.34 |
Number of Shares After Transactions: | 4,838,119 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-14 | 1,021 | $13.54 | 4,878,794 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 600 | $13.55 | 4,878,194 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 1,233 | $13.55 | 4,876,961 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.56 | 4,876,861 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 200 | $13.58 | 4,876,661 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.58 | 4,876,561 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 3,400 | $13.59 | 4,873,161 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 200 | $13.60 | 4,872,961 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 1,501 | $13.60 | 4,871,460 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 800 | $13.61 | 4,870,660 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 1,355 | $13.62 | 4,869,305 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 921 | $13.63 | 4,868,384 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 1,624 | $13.64 | 4,866,760 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 200 | $13.65 | 4,866,560 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 2,255 | $13.66 | 4,864,305 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 5,635 | $13.67 | 4,858,670 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.68 | 4,858,570 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 305 | $13.68 | 4,858,265 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 2,685 | $13.69 | 4,855,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 2,000 | $13.70 | 4,853,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 4,300 | $13.71 | 4,849,250 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 6,414 | $13.72 | 4,842,836 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 700 | $13.73 | 4,842,136 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 2,487 | $13.74 | 4,839,649 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 1,400 | $13.75 | 4,838,249 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 130 | $13.76 | 4,838,119 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.