Filing Details
- Accession Number:
- 0001209191-10-034608
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-16 13:00:00
- Reporting Period:
- 2010-06-14
- Filing Date:
- 2010-06-16
- Accepted Time:
- 2010-06-16 17:51:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 13,629 shares | Avg. Price: $13.46 | Total Value: $183,422.84 |
Number of Shares After Transactions: | 4,879,815 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-14 | 150 | $13.17 | 4,893,924 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 50 | $13.18 | 4,893,244 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 700 | $13.23 | 4,892,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 300 | $13.34 | 4,892,244 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.34 | 4,892,144 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 200 | $13.35 | 4,891,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 500 | $13.37 | 4,891,444 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.39 | 4,891,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.39 | 4,891,244 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 200 | $13.39 | 4,891,044 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 200 | $13.40 | 4,890,844 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 300 | $13.41 | 4,890,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 500 | $13.42 | 4,890,044 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.43 | 4,889,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 300 | $13.43 | 4,889,644 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 400 | $13.44 | 4,889,244 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.45 | 4,889,144 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 200 | $13.46 | 4,888,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 380 | $13.46 | 4,888,564 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 1,500 | $13.47 | 4,887,064 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 200 | $13.47 | 4,886,864 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.48 | 4,886,764 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.49 | 4,886,664 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 500 | $13.49 | 4,886,164 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.49 | 4,886,064 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 1,600 | $13.50 | 4,884,464 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 700 | $13.51 | 4,883,764 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 693 | $13.52 | 4,883,071 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 3,156 | $13.53 | 4,879,915 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-14 | 100 | $13.54 | 4,879,815 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.