Filing Details

Accession Number:
0001209191-10-033070
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-08 13:00:00
Reporting Period:
2010-06-07
Filing Date:
2010-06-08
Accepted Time:
2010-06-08 17:49:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Transaction Summary
Sold: 18,658 shares Avg. Price: $12.46 Total Value: $232,456.55
Number of Shares After Transactions: 4,903,744 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-07 200 $12.23 4,922,202 No 4 S Direct
Common Stock Disposition 2010-06-07 645 $12.26 4,921,557 No 4 S Direct
Common Stock Disposition 2010-06-07 1,200 $12.29 4,920,357 No 4 S Direct
Common Stock Disposition 2010-06-07 300 $12.32 4,920,057 No 4 S Direct
Common Stock Disposition 2010-06-07 100 $12.37 4,919,957 No 4 S Direct
Common Stock Disposition 2010-06-07 900 $12.37 4,919,057 No 4 S Direct
Common Stock Disposition 2010-06-07 200 $12.38 4,918,857 No 4 S Direct
Common Stock Disposition 2010-06-07 100 $12.38 4,918,757 No 4 S Direct
Common Stock Disposition 2010-06-07 500 $12.39 4,918,257 No 4 S Direct
Common Stock Disposition 2010-06-07 100 $12.41 4,918,157 No 4 S Direct
Common Stock Disposition 2010-06-07 2,379 $12.41 4,915,778 No 4 S Direct
Common Stock Disposition 2010-06-07 1,200 $12.42 4,914,578 No 4 S Direct
Common Stock Disposition 2010-06-07 400 $12.43 4,914,178 No 4 S Direct
Common Stock Disposition 2010-06-07 600 $12.43 4,913,578 No 4 S Direct
Common Stock Disposition 2010-06-07 200 $12.44 4,913,378 No 4 S Direct
Common Stock Disposition 2010-06-07 600 $12.44 4,912,778 No 4 S Direct
Common Stock Disposition 2010-06-07 300 $12.45 4,912,478 No 4 S Direct
Common Stock Disposition 2010-06-07 200 $12.47 4,912,278 No 4 S Direct
Common Stock Disposition 2010-06-07 400 $12.47 4,911,878 No 4 S Direct
Common Stock Disposition 2010-06-07 1,900 $12.50 4,909,978 No 4 S Direct
Common Stock Disposition 2010-06-07 500 $12.53 4,909,478 No 4 S Direct
Common Stock Disposition 2010-06-07 1,100 $12.55 4,908,378 No 4 S Direct
Common Stock Disposition 2010-06-07 300 $12.56 4,908,078 No 4 S Direct
Common Stock Disposition 2010-06-07 400 $12.56 4,907,678 No 4 S Direct
Common Stock Disposition 2010-06-07 100 $12.57 4,907,578 No 4 S Direct
Common Stock Disposition 2010-06-07 100 $12.57 4,907,478 No 4 S Direct
Common Stock Disposition 2010-06-07 1,600 $12.58 4,905,878 No 4 S Direct
Common Stock Disposition 2010-06-07 200 $12.59 4,905,678 No 4 S Direct
Common Stock Disposition 2010-06-07 1,634 $12.59 4,904,044 No 4 S Direct
Common Stock Disposition 2010-06-07 300 $12.60 4,903,744 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.