Filing Details
- Accession Number:
- 0001209191-10-033070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-08 13:00:00
- Reporting Period:
- 2010-06-07
- Filing Date:
- 2010-06-08
- Accepted Time:
- 2010-06-08 17:49:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 18,658 shares | Avg. Price: $12.46 | Total Value: $232,456.55 |
Number of Shares After Transactions: | 4,903,744 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-07 | 200 | $12.23 | 4,922,202 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 645 | $12.26 | 4,921,557 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 1,200 | $12.29 | 4,920,357 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 300 | $12.32 | 4,920,057 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.37 | 4,919,957 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 900 | $12.37 | 4,919,057 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.38 | 4,918,857 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.38 | 4,918,757 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 500 | $12.39 | 4,918,257 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.41 | 4,918,157 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 2,379 | $12.41 | 4,915,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 1,200 | $12.42 | 4,914,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 400 | $12.43 | 4,914,178 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 600 | $12.43 | 4,913,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.44 | 4,913,378 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 600 | $12.44 | 4,912,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 300 | $12.45 | 4,912,478 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.47 | 4,912,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 400 | $12.47 | 4,911,878 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 1,900 | $12.50 | 4,909,978 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 500 | $12.53 | 4,909,478 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 1,100 | $12.55 | 4,908,378 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 300 | $12.56 | 4,908,078 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 400 | $12.56 | 4,907,678 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.57 | 4,907,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.57 | 4,907,478 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 1,600 | $12.58 | 4,905,878 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.59 | 4,905,678 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 1,634 | $12.59 | 4,904,044 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 300 | $12.60 | 4,903,744 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.