Filing Details
- Accession Number:
- 0001209191-10-033072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-08 13:00:00
- Reporting Period:
- 2010-06-07
- Filing Date:
- 2010-06-08
- Accepted Time:
- 2010-06-08 17:50:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 10,300 shares | Avg. Price: $12.72 | Total Value: $131,040.40 |
Number of Shares After Transactions: | 4,893,444 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-07 | 1,400 | $12.60 | 4,902,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 800 | $12.62 | 4,901,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.62 | 4,901,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 900 | $12.63 | 4,900,444 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.67 | 4,900,244 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 600 | $12.68 | 4,899,644 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.69 | 4,899,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 700 | $12.70 | 4,898,844 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.71 | 4,898,644 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.72 | 4,898,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.73 | 47,898,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 900 | $12.74 | 4,897,444 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 900 | $12.75 | 4,896,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.76 | 4,896,444 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 600 | $12.77 | 4,895,844 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 300 | $12.78 | 4,895,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.79 | 4,895,444 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.80 | 4,895,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 200 | $12.85 | 4,895,144 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.85 | 4,895,044 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 300 | $12.87 | 4,894,744 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 900 | $12.88 | 4,893,844 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 300 | $12.93 | 4,893,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-07 | 100 | $12.94 | 4,893,444 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.