Filing Details
- Accession Number:
- 0001209191-10-033068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-08 13:00:00
- Reporting Period:
- 2010-06-07
- Filing Date:
- 2010-06-08
- Accepted Time:
- 2010-06-08 17:47:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 32,112 shares | Avg. Price: $12.15 | Total Value: $390,190.82 |
| Number of Shares After Transactions: | 4,922,402 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-06-07 | 800 | $12.07 | 4,953,714 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,669 | $12.10 | 4,952,045 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 300 | $12.11 | 4,951,745 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 2,099 | $12.11 | 4,949,646 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,600 | $12.12 | 4,948,046 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 200 | $12.12 | 4,947,846 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 100 | $12.12 | 4,947,746 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 3,300 | $12.12 | 4,944,446 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 800 | $12.13 | 4,943,646 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 2,300 | $12.13 | 4,941,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 200 | $12.14 | 4,941,146 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 100 | $12.14 | 4,941,046 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 2,000 | $12.14 | 4,939,046 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 600 | $12.15 | 4,938,446 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 100 | $12.15 | 4,938,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,700 | $12.15 | 4,936,646 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,400 | $12.16 | 4,935,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 800 | $12.16 | 4,934,446 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 200 | $12.17 | 4,934,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,200 | $12.17 | 4,933,046 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 500 | $12.18 | 4,932,546 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,043 | $12.18 | 4,931,503 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 200 | $12.19 | 4,931,303 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 3,528 | $12.19 | 4,927,775 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,200 | $12.20 | 4,926,575 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 796 | $12.20 | 4,925,779 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 700 | $12.21 | 4,925,079 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,577 | $12.21 | 4,923,502 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 1,000 | $12.22 | 4,922,502 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-07 | 100 | $12.23 | 4,922,402 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
