Filing Details

Accession Number:
0001144204-10-031650
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-03 13:00:00
Reporting Period:
2010-06-03
Filing Date:
2010-06-03
Accepted Time:
2010-06-03 15:45:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
701719 Dgse Companies Inc DGSE Retail-Jewelry Stores (5944) 880097334
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1371725 H William Oyster 4206 Gloster Drive
Dallas TX 75220
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-03 207,361 $0.00 245,976 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to acquire common stock Acquisiton 1993-12-31 100,000 $2.25 100,000 $2.25
Common Stock Option to acquire common stock Acquisiton 1994-12-31 50,000 $2.13 50,000 $2.13
Common Stock Option to acquire common stock Acquisiton 2001-10-08 100,000 $2.25 100,000 $2.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 1993-12-31 No 4 A Direct
150,000 1994-12-31 No 4 A Direct
250,000 2001-10-08 No 4 A Direct
Footnotes
  1. The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. ( SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
  2. Irrevocable Proxy to Vote Shares, dated May 18, 2010, by and between the Reporting Person and Dr. L.S. Smith as reflected on exhibit 99.5 in Form 13D/A filed on June 3, 2010 with the SEC by Dr. L.S. Smith.
  3. 180 days following termination of employment with DGSE Companies, Inc