Filing Details
- Accession Number:
- 0001209191-10-032691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-07 13:00:00
- Reporting Period:
- 2010-06-03
- Filing Date:
- 2010-06-07
- Accepted Time:
- 2010-06-07 16:24:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1014672 | Caliper Life Sciences Inc | CALP | Laboratory Analytical Instruments (3826) | 330675808 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200931 | Warren David Carter | 68 Elm Street Hopkinton MA 01748 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-06-03 | 2,000 | $4.00 | 35,535 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2010-06-04 | 14,775 | $4.01 | 20,760 | No | 4 | S | Indirect | By Trust |
| Common Stock | Acquisiton | 2010-06-03 | 11,513 | $4.00 | 132,822 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Acquisiton | 2010-06-03 | 7,030 | $4.00 | 7,030 | $4.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2010-06-03 | 4,375 | $0.00 | 4,375 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2010-06-03 | 11,513 | $0.00 | 11,513 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,030 | 2011-06-03 | 2020-06-02 | No | 4 | A | Direct |
| 4,375 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 37,978 | Indirect | By Trust |
Footnotes
- Holdings in the TTEE The Surviving Trustor's Share U/A/D,of which Mr. Carter is a trustee.
- Holdings in the Carter Descendants Trust, of which Mr. Carter is a trustee.
- The option shares are fully exercisable upon grant and vest after one (1) year.
- Each restricted stock unit represents a contingent right to receive one (1) share of CALP common stock upon vesting after one (1) year.
Billionaire Hedge Funds
