Filing Details

Accession Number:
0001193805-10-001590
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-02 13:00:00
Reporting Period:
2010-05-28
Filing Date:
2010-06-02
Accepted Time:
2010-06-02 19:48:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38264 Forward Industries Inc FORD Plastics Products, Nec (3089) 131950672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1302583 Ltd Fund Offshore Partners Capital Lagrange 570 Lexington Avenue, 27Th Floor
New York NY 10022
No No Yes No
1315394 L Frank Johnson 570 Lexington Avenue, 27Th Floor
New York NY 10022
No No Yes No
1324023 Lagrange Capital Partners Lp 570 Lexington Avenue, 27Th Floor
New York NY 10022
No No Yes No
1353724 Lagrange Capital Administration, L.l.c. 570 Lexington Avenue, 27Th Floor
New York NY 10022
No No Yes No
1487919 Lagrange Special Situations Yield Master Fund, Ltd. 570 Lexington Avenue, 27Th Floor
New York NY 10022
No No Yes No
1487924 Lagrange Capital Management, Llc 570 Lexington Avenue, 27Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-05-28 26,560 $5.00 320,993 No 4 P Indirect Capital Partners Offshore
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-06-01 7,250 $4.92 328,243 No 4 P Indirect Capital Partners Offshore
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-06-02 2,221 $5.16 330,464 No 4 P Indirect Capital Partners Offshore
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-05-28 126,160 $5.00 1,528,367 No 4 P Indirect LaGrange Capital Partners, L.P.
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-06-01 24,968 $4.92 1,553,335 No 4 P Indirect LaGrange Capital Partners, L.P.
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-06-02 10,844 $5.16 1,564,179 No 4 P Indirect LaGrange Capital Partners, L.P.
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-05-28 13,280 $5.00 163,802 No 4 P Indirect Situations Yield Master Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Capital Partners Offshore
No 4 P Indirect Capital Partners Offshore
No 4 P Indirect Capital Partners Offshore
No 4 P Indirect LaGrange Capital Partners, L.P.
No 4 P Indirect LaGrange Capital Partners, L.P.
No 4 P Indirect LaGrange Capital Partners, L.P.
No 4 P Indirect Situations Yield Master Fund
Footnotes
  1. This Form 4 is filed jointly by LaGrange Capital Partners, L.P. ("Capital Partners"), LaGrange Capital Partners Offshore Fund, Ltd. ("Capital Partners Offshore Fund"), LaGrange Special Situations Yield Master Fund, Ltd. ("Situations Master Fund"), LaGrange Capital Management, L.L.C. ("Capital Management"), LaGrange Capital Administration, L.L.C. ("Capital Administration") and Frank L. Johnson. Each of the Reporting Persons is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding Shares. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
  2. Shares beneficially owned by Capital Partners Offshore Fund. As the investment manager of Capital Partners Offshore Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund.
  3. Shares beneficially owned by Capital Partners. As the general partner of Capital Partners, Capital Management may be deemed to beneficially own the Shares owned by Capital Partners. As the sole member of Capital Management, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners.
  4. Shares beneficially owned by Situations Master Fund. As the investment manager of Situations Yield Master Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Situations Yield Master Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Situations Yield Master Fund.