Filing Details
- Accession Number:
- 0001225398-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-14 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-14
- Accepted Time:
- 2010-06-14 14:45:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
840264 | Capitol Bancorp Ltd | CBC | National Commercial Banks (6021) | 382761672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225398 | D Myrl Nofziger | 1738 W. Lincoln Ave. Goshen IN 46526 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-11 | 3,000 | $1.35 | 22,069 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,218 | Direct | |
Common Stock | 6,363 | Direct | |
Common Stock | 4,659 | Indirect | Daughter |
Common Stock | 4,470 | Indirect | Daughter |
Common Stock | 873 | Indirect | Wife |
Common Stock | 299 | Indirect | Wife |
Common Stock | 264 | Indirect | Wife |
Common Stock | 264 | Indirect | Daughter |
Common Stock | 339 | Direct | |
Common Stock | 3,000 | Indirect | LLC |
Common Stock | 2,000 | Indirect | LLC |
Common Stock | 1,000 | Indirect | Daughter |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $34.84 | 2005-06-01 | 2012-01-01 | 915 | 915 | Direct |
Common Stock | Option (right to buy) | $37.48 | 2005-12-30 | 2012-12-30 | 1,311 | 1,311 | Direct |
Common Stock | Option (right to buy) | $46.20 | 2007-12-31 | 2014-01-01 | 1,040 | 1,040 | Direct |
Common Stock | Option (right to buy) | $20.12 | 2008-12-31 | 2015-01-01 | 3,080 | 3,080 | Direct |
Common Stock | Option (right to buy) | $6.04 | 2009-12-31 | 2016-02-05 | 4,345 | 4,345 | Direct |
Common Stock | Option (right to buy) | $1.96 | 2010-01-04 | 2017-01-01 | 11,538 | 11,538 | Direct |
Common Stock | Warrants | $20.37 | 2009-05-31 | 2012-05-31 | 193 | 193 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-01 | 915 | 915 | Direct |
2012-12-30 | 1,311 | 1,311 | Direct |
2014-01-01 | 1,040 | 1,040 | Direct |
2015-01-01 | 3,080 | 3,080 | Direct |
2016-02-05 | 4,345 | 4,345 | Direct |
2017-01-01 | 11,538 | 11,538 | Direct |
2012-05-31 | 193 | 193 | Indirect |
Footnotes
- Mr. Nofziger previously reported ownership of 580 shares held in a grandchildren's trust. As he is not the beneficial owner or a trustee for the trust, the shares have been removed from his ownership reports.