Filing Details
- Accession Number:
- 0001457518-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-22 13:00:00
- Reporting Period:
- 2010-06-18
- Filing Date:
- 2010-06-22
- Accepted Time:
- 2010-06-22 17:10:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013238 | Aradigm Corp | ARDM | Electromedical & Electrotherapeutic Apparatus (3845) | 943133088 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457518 | First Eagle Value In Biotechnology Master Fund, Ltd. | C/O First Eagle Inv. Mgmt., Gen. Counsel 1345 Avenue Of The Americas New York NY 10105 | No | No | Yes | Yes | |
| 1459688 | 21 April Fund Lp | C/O First Eagle Inv. Mgmt., Gen. Counsel 1345 Avenue Of The Americas, 44Th Floor New York NY 10105 | No | No | Yes | Yes | |
| 1459708 | Ltd Fund April 21 | Citco Fund Services (Cayman Islands) Ltd Regatta Office Park West Bay Road Grand Cayman E9 KY1-1205 | No | No | Yes | Yes | |
| 1459975 | N.v. Associates Def | C/O Citco Fund Services (Curacao) N.v. Kaya Flamboyan 9, P.o. Box 812 Curacao P8 00000 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-18 | 19,433,408 | $0.12 | 56,517,670 | No | 4 | P | Indirect | See remarks, note (1). |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See remarks, note (1). |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2010-06-21 | 4,215,239 | $0.12 | 4,215,239 | $0.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,215,239 | No | 4 | P | Indirect |
Footnotes
- See Remarks, note (1).
- See Remarks, note (2).
Billionaire Hedge Funds
