Filing Details

Accession Number:
0001140361-10-025363
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-14 13:00:00
Reporting Period:
2010-06-11
Filing Date:
2010-06-14
Accepted Time:
2010-06-14 11:47:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18172 Castle A M & Co CAS Wholesale-Metals Service Centers & Offices (5051) 360879160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184782 Michael Simpson 3400 North Wolf Road
Franklin Park IL 60131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-11 10,000 $0.00 104,505 No 4 M Direct
Common Stock Disposition 2010-06-11 7,348 $13.67 97,157 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-06-11 10,000 $0.00 10,000 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-07-27 2010-07-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,546 Indirect See Note
Common Stock 22,781 Indirect See Note
Common Stock 262,433 Indirect See Note
Common Stock 20,992 Indirect See Note
Common Stock 157,872 Indirect See Note
Common Stock 1,372 Indirect Through 401(k) Plan
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $13.5404 to $13.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee
  3. Beneficiary under Trust dated 7/24/1968 United States Trust Co., Trustee
  4. Beneficiary under Trust dated 7/26/1972 United States Trust Co. and Patrick J. Herbert, III, Trustee
  5. Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee
  6. Beneficiary under Trust dated 12/19/1980 Patrick J. Herbert, III, Trustee
  7. Between March 31, 2010 and May 31, 2010 the reporting person's share balance of A. M. Castle & Co. stock under the A. M. Castle & Co. 401(k) plan decreased by 0.1509 shares. The information in this report is based on a plan statement dated as of May 31, 2010.