Filing Details

Accession Number:
0001209191-10-035280
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-22 13:00:00
Reporting Period:
2010-06-21
Filing Date:
2010-06-22
Accepted Time:
2010-06-22 17:08:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Transaction Summary
Sold: 20,038 shares Avg. Price: $14.87 Total Value: $297,978.44
Number of Shares After Transactions: 4,787,885 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-21 100 $14.71 4,807,823 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.71 4,807,623 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.73 4,807,523 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.76 4,807,323 No 4 S Direct
Common Stock Disposition 2010-06-21 127 $14.76 4,807,196 No 4 S Direct
Common Stock Disposition 2010-06-21 800 $14.79 4,806,396 No 4 S Direct
Common Stock Disposition 2010-06-21 2,400 $14.80 4,803,996 No 4 S Direct
Common Stock Disposition 2010-06-21 600 $14.81 4,803,396 No 4 S Direct
Common Stock Disposition 2010-06-21 300 $14.81 4,803,096 No 4 S Direct
Common Stock Disposition 2010-06-21 1,000 $14.83 4,802,096 No 4 S Direct
Common Stock Disposition 2010-06-21 800 $14.84 4,801,296 No 4 S Direct
Common Stock Disposition 2010-06-21 3,737 $14.84 4,797,559 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.86 4,797,459 No 4 S Direct
Common Stock Disposition 2010-06-21 1,565 $14.88 4,795,894 No 4 S Direct
Common Stock Disposition 2010-06-21 400 $14.89 4,795,494 No 4 S Direct
Common Stock Disposition 2010-06-21 400 $14.89 4,795,094 No 4 S Direct
Common Stock Disposition 2010-06-21 1,100 $14.90 4,793,994 No 4 S Direct
Common Stock Disposition 2010-06-21 800 $14.91 4,793,194 No 4 S Direct
Common Stock Disposition 2010-06-21 600 $14.92 4,792,594 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.93 4,792,394 No 4 S Direct
Common Stock Disposition 2010-06-21 400 $14.93 4,791,994 No 4 S Direct
Common Stock Disposition 2010-06-21 1,100 $14.94 4,790,894 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.95 4,790,694 No 4 S Direct
Common Stock Disposition 2010-06-21 609 $14.96 4,790,085 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.97 4,789,985 No 4 S Direct
Common Stock Disposition 2010-06-21 300 $14.98 4,789,685 No 4 S Direct
Common Stock Disposition 2010-06-21 300 $14.98 4,789,385 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.99 4,789,185 No 4 S Direct
Common Stock Disposition 2010-06-21 500 $15.00 4,788,685 No 4 S Direct
Common Stock Disposition 2010-06-21 800 $15.01 4,787,885 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.