Filing Details
- Accession Number:
- 0001209191-10-035280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-22 13:00:00
- Reporting Period:
- 2010-06-21
- Filing Date:
- 2010-06-22
- Accepted Time:
- 2010-06-22 17:08:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 20,038 shares | Avg. Price: $14.87 | Total Value: $297,978.44 |
Number of Shares After Transactions: | 4,787,885 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-21 | 100 | $14.71 | 4,807,823 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.71 | 4,807,623 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.73 | 4,807,523 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.76 | 4,807,323 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 127 | $14.76 | 4,807,196 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 800 | $14.79 | 4,806,396 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 2,400 | $14.80 | 4,803,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 600 | $14.81 | 4,803,396 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 300 | $14.81 | 4,803,096 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 1,000 | $14.83 | 4,802,096 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 800 | $14.84 | 4,801,296 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 3,737 | $14.84 | 4,797,559 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.86 | 4,797,459 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 1,565 | $14.88 | 4,795,894 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 400 | $14.89 | 4,795,494 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 400 | $14.89 | 4,795,094 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 1,100 | $14.90 | 4,793,994 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 800 | $14.91 | 4,793,194 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 600 | $14.92 | 4,792,594 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.93 | 4,792,394 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 400 | $14.93 | 4,791,994 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 1,100 | $14.94 | 4,790,894 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.95 | 4,790,694 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 609 | $14.96 | 4,790,085 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.97 | 4,789,985 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 300 | $14.98 | 4,789,685 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 300 | $14.98 | 4,789,385 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.99 | 4,789,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 500 | $15.00 | 4,788,685 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 800 | $15.01 | 4,787,885 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.