Filing Details

Accession Number:
0001209191-10-035276
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-22 13:00:00
Reporting Period:
2010-06-21
Filing Date:
2010-06-22
Accepted Time:
2010-06-22 17:07:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-21 100 $14.36 4,838,019 No 4 S Direct
Common Stock Disposition 2010-06-21 700 $14.42 4,837,319 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.43 4,837,219 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.44 4,837,119 No 4 S Direct
Common Stock Disposition 2010-06-21 300 $14.45 4,836,819 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.46 4,836,719 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.48 4,836,619 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.50 4,836,519 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.52 4,836,319 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.54 4,836,219 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.58 4,836,119 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.59 4,836,019 No 4 S Direct
Common Stock Disposition 2010-06-21 3,733 $14.61 4,832,286 No 4 S Direct
Common Stock Disposition 2010-06-21 2,858 $14.62 4,829,428 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.62 4,829,228 No 4 S Direct
Common Stock Disposition 2010-06-21 6,358 $14.62 4,822,870 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.63 4,822,670 No 4 S Direct
Common Stock Disposition 2010-06-21 302 $14.63 4,822,368 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.64 4,822,168 No 4 S Direct
Common Stock Disposition 2010-06-21 5,230 $14.64 4,816,938 No 4 S Direct
Common Stock Disposition 2010-06-21 2 $14.65 4,816,936 No 4 S Direct
Common Stock Disposition 2010-06-21 3,535 $14.65 4,813,401 No 4 S Direct
Common Stock Disposition 2010-06-21 1,709 $14.66 4,811,692 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.67 4,811,592 No 4 S Direct
Common Stock Disposition 2010-06-21 2,196 $14.67 4,809,396 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.68 4,809,296 No 4 S Direct
Common Stock Disposition 2010-06-21 173 $14.68 4,809,123 No 4 S Direct
Common Stock Disposition 2010-06-21 200 $14.69 4,808,923 No 4 S Direct
Common Stock Disposition 2010-06-21 100 $14.70 4,808,823 No 4 S Direct
Common Stock Disposition 2010-06-21 900 $14.70 4,807,923 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.