Filing Details
- Accession Number:
- 0001209191-10-035276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-22 13:00:00
- Reporting Period:
- 2010-06-21
- Filing Date:
- 2010-06-22
- Accepted Time:
- 2010-06-22 17:07:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-21 | 100 | $14.36 | 4,838,019 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 700 | $14.42 | 4,837,319 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.43 | 4,837,219 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.44 | 4,837,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 300 | $14.45 | 4,836,819 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.46 | 4,836,719 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.48 | 4,836,619 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.50 | 4,836,519 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.52 | 4,836,319 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.54 | 4,836,219 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.58 | 4,836,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.59 | 4,836,019 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 3,733 | $14.61 | 4,832,286 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 2,858 | $14.62 | 4,829,428 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.62 | 4,829,228 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 6,358 | $14.62 | 4,822,870 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.63 | 4,822,670 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 302 | $14.63 | 4,822,368 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.64 | 4,822,168 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 5,230 | $14.64 | 4,816,938 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 2 | $14.65 | 4,816,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 3,535 | $14.65 | 4,813,401 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 1,709 | $14.66 | 4,811,692 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.67 | 4,811,592 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 2,196 | $14.67 | 4,809,396 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.68 | 4,809,296 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 173 | $14.68 | 4,809,123 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 200 | $14.69 | 4,808,923 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 100 | $14.70 | 4,808,823 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-21 | 900 | $14.70 | 4,807,923 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.