Filing Details
- Accession Number:
- 0001209191-10-036020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-29 13:00:00
- Reporting Period:
- 2010-06-28
- Filing Date:
- 2010-06-29
- Accepted Time:
- 2010-06-29 16:54:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-28 | 100 | $13.51 | 4,778,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,900 | $13.51 | 4,776,182 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 300 | $13.52 | 4,775,882 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 805 | $13.53 | 4,775,077 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 3,100 | $13.54 | 4,771,977 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 6,595 | $13.54 | 4,765,382 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.55 | 4,765,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.55 | 4,765,182 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 410 | $13.55 | 4,764,772 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 2,135 | $13.56 | 4,762,637 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,488 | $13.57 | 4,761,149 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,500 | $13.59 | 4,759,649 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,100 | $13.60 | 4,758,549 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,700 | $13.62 | 4,756,849 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 800 | $13.63 | 4,756,049 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,400 | $13.64 | 474,754,649 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.65 | 4,754,449 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 559 | $13.66 | 4,753,890 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,626 | $13.67 | 4,752,264 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,310 | $13.68 | 4,750,954 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 193 | $13.69 | 4,750,761 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 4,516 | $13.70 | 4,746,245 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 576 | $13.71 | 4,745,669 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,911 | $13.72 | 4,743,758 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,400 | $13.73 | 4,742,358 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 2,500 | $13.74 | 4,739,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.75 | 4,739,658 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,400 | $13.76 | 4,738,258 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,200 | $13.78 | 4,737,058 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 800 | $13.79 | 4,736,258 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.