Filing Details
- Accession Number:
- 0001209191-10-036016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-29 13:00:00
- Reporting Period:
- 2010-06-28
- Filing Date:
- 2010-06-29
- Accepted Time:
- 2010-06-29 16:51:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-06-28 | 300 | $13.27 | 4,786,685 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 700 | $13.28 | 4,785,985 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.30 | 4,785,885 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.31 | 4,785,685 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 500 | $13.31 | 4,785,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.32 | 4,784,985 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.33 | 4,784,785 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 600 | $13.33 | 4,784,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.34 | 4,784,085 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 300 | $13.34 | 4,783,785 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.35 | 4,783,685 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.36 | 4,783,485 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.36 | 4,783,285 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.37 | 4,783,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,300 | $13.37 | 4,781,885 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.38 | 4,781,785 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 400 | $13.38 | 4,781,385 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.40 | 4,781,285 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.42 | 4,781,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.42 | 4,781,085 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.43 | 4,780,985 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 1,203 | $13.43 | 4,779,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.44 | 4,779,682 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 300 | $13.44 | 4,779,382 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.45 | 4,779,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.46 | 4,779,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.48 | 4,778,982 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 200 | $13.49 | 4,778,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 100 | $13.50 | 4,778,682 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-06-28 | 500 | $13.51 | 4,778,182 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
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No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.