Filing Details
- Accession Number:
- 0001276079-10-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-15 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-15
- Accepted Time:
- 2010-06-15 13:42:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716133 | Cincinnati Bell Inc | CBB | Telephone Communications (No Radiotelephone) (4813) | 311056105 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276079 | A Brian Ross | 221 East Fourth Street Cincinnati 45202 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-06-11 | 6,000 | $0.00 | 402,536 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-06-11 | 3,500 | $0.00 | 399,036 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-06-11 | 850 | $0.00 | 398,186 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-06-11 | 25,000 | $3.22 | 373,186 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-06-11 | 25,000 | $3.23 | 348,186 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-06-11 | 20,000 | $1.67 | 368,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-06-11 | 20,000 | $3.22 | 348,186 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | Disposition | 2010-06-11 | 20,000 | $0.00 | 20,000 | $1.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 242,162 | 2009-12-05 | 2018-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 728 | Indirect | By 401k Plan |
| Common Stock | 2,000 | Indirect | By IRA |
| Common Stock | 1,758 | Indirect | By Children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | $22.84 | 2002-01-03 | 2011-01-03 | 20,000 | 20,000 | Direct |
| Common Stock | Option to Buy | $16.43 | 2002-09-05 | 2011-09-05 | 5,000 | 5,000 | Direct |
| Common Stock | Option to Buy | $9.65 | 2002-12-04 | 2011-12-04 | 25,000 | 25,000 | Direct |
| Common Stock | Option to Buy | $3.48 | 2003-12-05 | 2012-12-05 | 60,000 | 60,000 | Direct |
| Common Stock | Option to Buy | $5.66 | 2004-12-04 | 2013-12-04 | 61,000 | 61,000 | Direct |
| Common Stock | Option to Buy | $5.57 | 2005-01-29 | 2014-01-29 | 300,000 | 300,000 | Direct |
| Common Stock | Option to Buy | $3.70 | 2005-12-03 | 2014-12-03 | 150,000 | 150,000 | Direct |
| Common Stock | Option to Buy | $4.00 | 2005-12-01 | 2015-12-01 | 150,000 | 150,000 | Direct |
| Common Stock | Option to Buy | $4.74 | 2007-12-08 | 2016-12-08 | 200,000 | 200,000 | Direct |
| Common Stock | Option to Buy | $4.91 | 2008-12-07 | 2017-12-07 | 250,000 | 250,000 | Direct |
| Common Stock | Option to Buy | $1.67 | 2009-12-05 | 2018-12-05 | 362,162 | 362,162 | Direct |
| Common Stock | Option to Buy | $1.39 | 2010-01-30 | 2019-01-30 | 60,938 | 60,938 | Direct |
| Common Stock | Stock Appreciation Right | $1.39 | 2010-01-30 | 2019-01-30 | 103,185 | 103,185 | Direct |
| Common Stock | Option to Buy | $2.91 | 2011-01-29 | 2020-01-29 | 69,846 | 69,846 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-01-03 | 20,000 | 20,000 | Direct |
| 2011-09-05 | 5,000 | 5,000 | Direct |
| 2011-12-04 | 25,000 | 25,000 | Direct |
| 2012-12-05 | 60,000 | 60,000 | Direct |
| 2013-12-04 | 61,000 | 61,000 | Direct |
| 2014-01-29 | 300,000 | 300,000 | Direct |
| 2014-12-03 | 150,000 | 150,000 | Direct |
| 2015-12-01 | 150,000 | 150,000 | Direct |
| 2016-12-08 | 200,000 | 200,000 | Direct |
| 2017-12-07 | 250,000 | 250,000 | Direct |
| 2018-12-05 | 362,162 | 362,162 | Direct |
| 2019-01-30 | 60,938 | 60,938 | Direct |
| 2019-01-30 | 103,185 | 103,185 | Direct |
| 2020-01-29 | 69,846 | 69,846 | Direct |
Footnotes
- Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- 28% of these options became exercisable on December 5, 2009. Thereafter, the options continued to vest at the rate of 3% per month on the 5th day of each month.
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