Filing Details

Accession Number:
0001181431-10-031493
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-04 13:00:00
Reporting Period:
2010-06-02
Filing Date:
2010-06-04
Accepted Time:
2010-06-04 16:21:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1118049 Sr D Jerry Dumas 2930 W. Sam Houston Pkwy. N Ste. 300
Houston TX 77043
Chairman Of The Board Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-02 8,000 $1.38 527,094 No 4 S Direct
Common Stock Disposition 2010-06-03 1,225 $1.50 525,869 No 4 S Direct
Common Stock Disposition 2010-06-03 4,000 $1.46 521,869 No 4 S Direct
Common Stock Disposition 2010-06-03 6,800 $1.45 515,069 No 4 S Direct
Common Stock Disposition 2010-06-03 6,000 $1.44 509,069 No 4 S Direct
Common Stock Disposition 2010-06-03 5,200 $1.43 503,869 No 4 S Direct
Common Stock Disposition 2010-06-03 2,000 $1.42 501,869 No 4 S Direct
Common Stock Disposition 2010-06-03 1,000 $1.41 500,869 No 4 S Direct
Common Stock Disposition 2010-06-03 1,000 $1.40 499,869 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,096 Indirect Saxton River Corporation
Common Stock 26,000 Indirect Dora Tes Basileas Foundation
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock $9.40 2005-09-21 2014-09-20 130,279 130,279 Direct
Common Stock Common Stock $2.13 2005-12-10 2014-12-09 66,940 197,219 Direct
Common Stock Common Stock $13.81 2008-03-13 2013-03-12 54,348 251,567 Direct
Common Stock Common Stock $22.37 2008-05-18 2013-05-17 66,600 318,167 Direct
Common Stock Common Stock $22.75 2009-03-28 2014-09-27 27,776 345,943 Direct
Common Stock Common Stock $2.51 2010-02-16 2015-02-15 200,000 545,943 Direct
Common Stock Preferred Stock $2.30 2009-08-12 86,956 632,899 Direct
Common Stock Exercisable Warrants $2.31 2009-08-12 2014-08-11 31,000 663,899 Direct
Common Stock Exercisable Warrants $2.45 2009-11-09 2017-10-11 100,000 763,899 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-09-20 130,279 130,279 Direct
2014-12-09 66,940 197,219 Direct
2013-03-12 54,348 251,567 Direct
2013-05-17 66,600 318,167 Direct
2014-09-27 27,776 345,943 Direct
2015-02-15 200,000 545,943 Direct
86,956 632,899 Direct
2014-08-11 31,000 663,899 Direct
2017-10-11 100,000 763,899 Direct
Footnotes
  1. The Preferred stock is perpetual and has no expiration date.