Filing Details

Accession Number:
0001140361-10-026304
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-21 13:00:00
Reporting Period:
2010-06-18
Filing Date:
2010-06-21
Accepted Time:
2010-06-21 16:58:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
812796 Soligenix Inc. SNGX Pharmaceutical Preparations (2834) 411505029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1163608 Paolo Cavazza Via Tesserete 10
Lugano V8 0000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-18 8,608,580 $0.21 54,227,816 No 4 P Indirect Indirect
Common Stock Acquisiton 2010-06-18 2,926,829 $0.21 3,282,929 No 4 P Indirect Indirect
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Indirect
No 4 P Indirect Indirect
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (warrant to buy) Acquisiton 2010-06-18 1 $0.00 5,165,148 $0.28
Common Stock Common Stock Warrant (warrant to buy) Acquisiton 2010-06-18 1 $0.00 1,756,097 $0.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1 2010-06-18 2015-06-18 No 4 J Indirect
1 2010-06-18 2015-06-18 No 4 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,190,770 Direct
Footnotes
  1. Shares directly owned by Sigma-Tau Pharmaceuticals, Inc. ("Pharmaceuticals"). Pharmaceuticals is a direct wholly-owned subsidiary of Sigma-Tau America S.A. ("America"). America is a direct wholly-owned subsidiary of Sigma-Tau International S.A. ("International"). International is a direct wholly-owned subsidiary of Sigma-Tau Finanziaria S.p.A. ("Sigma Tau"). Paolo Cavazza directly and indirectly owns 38% of Sigma Tau.
  2. Shares directly owned by Chaumiere Sarl ("Chaumiere") (formerly Chaumiere Consultadoria Servicos SDC Unipessoal L.d.a.), which is an indirect wholly owned subsidiary of Aptafin S.p.A. ("Aptafin"). Aptafin is owned by Paolo Cavazza and members of his family.
  3. This warrant was issued by the Issuer to Pharmaceuticals in consideration of Pharmaceuticals' purchase of 8,608,580 shares of the Issuer's common stock on June 18, 2010.
  4. The expiration date of the warrants may be accelerated at the Issuer's option if the Issuer's common stock meets certain price thresholds and the common shares underlying the warrant are registered for resale pursuant to an effective registration statement or are freely transferable without volume restrictions pursuant to Rule 144 under the Securities Act of 1933, as amended.
  5. This warrant was issued by the Issuer to Chaumiere in consideration of Chaumiere's purchase of 2,926,829 shares of the Issuer's common stock on June 18, 2010.