Filing Details

Accession Number:
0001209191-10-034992
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-18 13:00:00
Reporting Period:
2010-06-16
Filing Date:
2010-06-18
Accepted Time:
2010-06-18 17:28:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403568 Ulta Salon Cosmetics & Fragrance Inc. ULTA Retail-Retail Stores, Nec (5990) 363685240
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1412668 Herve Defforey 1000 Remington Blvd.
Suite 120
Bolingbrook IL 60440
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-16 9,467,321 $21.36 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents 5,476,300 shares sold by AOS Partners, L.P. ("AOS"); 1,451,194 shares sold by GRPVC, L.P. ("GRPVC"); 1,157,989 shares sold by GRP AQ, L.P. ("GRP AQ"); 649,768 shares sold by GRP Management Services Corp. ("GRPMSC"); 535,044 shares sold by GRP II Investors, L.P. ("GRP II Investors"); 196,742 sold by GRP II Partners, L.P. ("GRP II Partners"); and 284 shares sold by GRP Operations, Inc. Following this transaction, each of the above referenced entities held 0 shares.
  2. GRPVC is the general partner of GRP II Partners. GRPMSC is the general partner of GRPVC and GRP II Investors. Hique, Inc. is the general partner of AOS. Messrs. Yves Sisteron and Herve J.F. Defforey are members of the investment committee of GRP II Partners and GRP II Investors. Mr. Sisteron owns voting stock of GRPMSC and with, Mr. Defforey, owns a majority of the voting stock of GRP AQ, Inc., which is the general partner of GRP AQ.
  3. Share price reflects an underwriting discount of $0.89.