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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2010-06-11 13:00:00
Reporting Period:
Filing Date:
Accepted Time:
2010-06-11 16:06:54
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1071760 Ecosphere Technologies Inc ESPH Construction, Mining & Materials Handling Machinery & Equip (3530) 203502861
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427103 Graham Adrian Goldfarb 3515 Se Lionel Terrace
Stuart FL 34997
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-10 80,000 $0.27 100,000 No 4 M Direct
Common Stock Disposition 2010-06-10 100,000 $1.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-06-10 80,000 $0.00 80,000 $0.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2008-11-23 2013-11-23 No 4 M Direct
  1. The sale of common stock and stock option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2010.