Filing Details

Accession Number:
0000808450-10-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-17 13:00:00
Reporting Period:
2010-06-15
Filing Date:
2010-06-17
Accepted Time:
2010-06-17 12:25:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808450 Navistar International Corp NAV Motor Vehicles & Passenger Car Bodies (3711) 363359573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181311 N Michael Hammes Navistar International Corporation
4201 Winfield Road
Warrenville IL 60555
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-15 2,500 $37.93 8,004 No 4 M Direct
Common Stock Acquisiton 2010-06-15 4,000 $42.48 12,004 No 4 M Direct
Common Stock Acquisiton 2010-06-15 4,000 $40.92 16,004 No 4 M Direct
Common Stock Acquisiton 2010-06-15 4,000 $26.15 20,004 No 4 M Direct
Common Stock Acquisiton 2010-06-15 1,200 $22.66 21,204 No 4 M Direct
Common Stock Disposition 2010-06-15 15,700 $53.98 5,504 No 4 S Direct
Common Stock Disposition 2010-06-17 400 $54.73 5,104 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (RIght to buy) Disposition 2010-06-15 2,500 $0.00 2,500 $37.93
Common Stock Stock Options (Right to buy) Disposition 2010-06-15 4,000 $0.00 4,000 $42.48
Common Stock Stock Option (Right to buy) Disposition 2010-06-15 4,000 $0.00 4,000 $40.92
Common Stock Stock Options (Right to buy) Disposition 2010-06-15 4,000 $0.00 4,000 $26.15
Common Stock Stock Options (Right to buy) Disposition 2010-06-15 1,200 $0.00 1,200 $22.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-12-12 2011-12-12 No 4 M Direct
0 2004-12-10 2013-12-10 No 4 M Direct
0 2014-12-14 No 4 M Direct
0 2015-10-18 No 4 M Direct
0 2018-12-16 No 4 M Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.84 to $54.11, inclusive. The reporting person undertakes to provide Navistar International Corporation, any security holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The Options became exercisable in three annual installments as follows: 1,334 on 12/14/2005; 1,333 on 12/14/2006; and 1,333 on 12/14/2007.
  3. The Options became exercisable in three annual installments as follows: 1,334 on 10/18/2006; 1,333 on 10/18/2007; and 1,333 on 10/18/2008.
  4. The Options exercised were part of a grant of 3,600 options that were awarded on 12/16/2008 and which became exercisable as to 1,200 shares on 12/16/2009 and which will become exercisable as to 1,200 shares on 12/16/2010 and as to 1,200 shares on 12/16/2011.