Filing Details

Accession Number:
0001454027-10-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-16 13:00:00
Reporting Period:
2010-06-14
Filing Date:
2010-06-16
Accepted Time:
2010-06-16 14:23:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931059 Tegal Corp TGAL Special Industry Machinery, Nec (3559) 680370244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454027 Verition Fund Management Llc One American Lane
Greenwich CT 06831
No No Yes No
1492953 Matthew Nicholas Maounis 20 Andrews Farm Rd
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-06-14 13,200 $0.95 1,037,364 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. The reported securities may be deemed beneficially owned by Verition Fund Management LLC (the "Investment Manager") and Nicholas Maounis, the managing member of the Investment Manager. Mr. Maounis disclaims beneficial ownership within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934 in the securities owned by Verition Fund Management LLC except to the extent, if any, of his pecuniary interest therein.