Filing Details

Accession Number:
0001225208-10-015791
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-28 13:00:00
Reporting Period:
2010-06-25
Filing Date:
2010-06-28
Accepted Time:
2010-06-28 16:21:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886128 Fuelcell Energy Inc FCEL Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 060853042
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091925 L Thomas Kempner C/O Loeb Partners Corporation
61 Broadway
New York NY 10006
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-25 500,000 $1.25 782,834 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 250,000 Indirect See Footnote
Footnotes
  1. Total includes (i) 125,000 shares purchased by Mr. Kempner, (ii) 125,000 shares purchased by Thomas Kempner & William Peremuth Trustees Carl Loeb Trust FBO Thomas Kempner of which Mr. Kempner is a control person, and (iii) 250,000 shares purchased by Loeb Holding Corporation of which Mr. Kempner is a control person.
  2. Total includes (i) 125,000 shares held by Mr. Kempner, (ii) 366,900 shares held by Thomas Kempner & William Peremuth Trustees Carl Loeb Trust FBO Thomas Kempner of which Mr. Kempner is a control person, and (iii) 290,934 shares held by Loeb Holding Corporation of which Mr. Kempner is a control person.
  3. Mr. Kempner disclaims beneficial ownership for shares owned by Loeb Partners Corporation.