Filing Details

Accession Number:
0001225208-10-014905
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-09 13:00:00
Reporting Period:
2010-06-07
Filing Date:
2010-06-09
Accepted Time:
2010-06-09 14:17:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1359969 Steven Roberts 12300 Olive Boulevard
St. Louis MO 63141
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-07 14,900 $5.96 67,446 No 4 P Direct
Common Stock Acquisiton 2010-06-07 100 $5.95 67,546 No 4 P Direct
Common Stock Acquisiton 2010-06-08 15,000 $5.85 82,546 No 4 P Direct
Common Stock Acquisiton 2010-06-08 200 $5.86 82,746 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 612 Indirect By Stock Award
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualfied Stock Option (right to buy) $16.70 2007-06-21 2016-06-21 10,000 10,000 Direct
Common Stock Stock Option (right to buy) $18.48 2006-07-19 2011-07-19 1,500 1,500 Direct
Common Stock Stock Option (right to buy) $7.70 2008-11-03 2018-11-03 4,000 4,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-06-21 10,000 10,000 Direct
2011-07-19 1,500 1,500 Direct
2018-11-03 4,000 4,000 Direct
Footnotes
  1. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on October 28, 2010.
  2. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on June 21, 2007.
  3. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on December 19, 2008.
  4. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.