Filing Details
- Accession Number:
- 0001179110-10-010457
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-06-15 13:00:00
- Reporting Period:
- 2007-10-24
- Filing Date:
- 2010-06-15
- Accepted Time:
- 2010-06-15 12:16:07
- Original Submission Date:
- 2007-11-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280226 | Ts&W / Claymore Tax-Advantaged Balanced Fund | TYW | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1081508 | Roberto Roffo | 5 Vaugn Drive, Suite 119 Princeton NJ 08540 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2007-10-24 | 46 | $14.40 | 419 | No | 4 | S | Direct | |
Common Shares | Disposition | 2007-10-24 | 405 | $14.48 | 14 | No | 4 | S | Direct | |
Common Shares | Disposition | 2007-10-24 | 14 | $13.59 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Amended to show correct number of securities sold.
- Amended to show correct sale price.
- Amended to show correct number of securities held, including drip shares.
- Securities were held in a joint account and should therefore have been reported as direct ownership.
- Sale of Drip Shares