Filing Details

Accession Number:
0001181431-10-031792
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-07 13:00:00
Reporting Period:
2010-06-03
Filing Date:
2010-06-07
Accepted Time:
2010-06-07 18:44:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108320 Smtc Corp SMTX Printed Circuit Boards (3672) 980197680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1303529 A M Jane Todd 635 Hood Road
Markham A6 L3R 4N6
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-03 30,000 $2.75 30,000 No 4 M Direct
Common Stock Acquisiton 2010-06-03 50,000 $1.17 80,000 No 4 M Direct
Common Stock Acquisiton 2010-06-03 40,000 $2.50 120,000 No 4 M Direct
Common Stock Acquisiton 2010-06-03 33,334 $1.64 153,334 No 4 M Direct
Common Stock Acquisiton 2010-06-03 16,666 $0.70 170,000 No 4 M Direct
Common Stock Disposition 2010-06-03 170,000 $3.70 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-06-03 30,000 $0.00 30,000 $2.75
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-06-03 50,000 $0.00 50,000 $1.17
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-06-03 40,000 $0.00 40,000 $2.50
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-06-03 33,334 $0.00 33,334 $1.64
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-06-03 16,666 $0.00 16,666 $0.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-07-06 No 4 M Direct
0 2015-03-15 No 4 M Direct
0 2011-11-16 No 4 M Direct
0 2012-11-14 No 4 M Direct
0 2013-11-10 No 4 M Direct
Footnotes
  1. The sale price reported in this Form 4 was between the range of $3.70 per share and $3.78 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
  2. One-quarter of the options vested on July 6, 2005, and one-quarter of the options vested on July 6, 2006. Beginning on July 6, 2006, the remaining one-half of the options vested in eight equal quarterly installments (the first of which vested on October 6, 2006), such that all of the options were fully vested on July 6, 2008.
  3. One-quarter of the options vested on March 15, 2006, and one-quarter of the options vested on March 15, 2007. Beginning on March 15, 2007, the remaining one-half of the options vested in eight equal quarterly installments (the first of which vested on June 15, 2007), such that all of the options were fully vested on March 15, 2009.
  4. One third of the options vested on November 16, 2007, one third of the options vested on November 16, 2008 and one third of the options vested on November 16, 2009, such that all of the options were fully vested on November 16, 2009.
  5. One third of the options vested on November 14, 2008, one third of the options vested on November 14, 2009 and one third of the options will vest on November 14, 2010, such that all of the options will be fully vested on November 14, 2010.
  6. One third of the options vested on November 10, 2009, one third of the options will vest on November 10, 2010 and one third of the options will vest on November 10, 2011, such that all of the options will be fully vested on November 10, 2011.