Filing Details
- Accession Number:
- 0001181431-10-024403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-04 13:00:00
- Reporting Period:
- 2010-04-30
- Filing Date:
- 2010-05-04
- Accepted Time:
- 2010-05-04 21:47:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1015899 | W Ronald Burkle | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | Yes | No | |
| 1431428 | Yucaipa American Alliance Fund Ii Lp | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | Yes | No | |
| 1452578 | Yucaipa American Alliance (Parallel) Fund Ii, L.p. | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452579 | Yucaipa American Alliance Fund Ii, Llc | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452932 | Yucaipa American Management, Llc | C/O The Yucaipa Companies Llc 9130 West Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes | |
| 1452934 | Yucaipa American Funds, Llc | C/O The Yucaipa Companies Llc 9130 East Sunset Boulevard Los Angeles CA 90069 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-30 | 150,712 | $21.91 | 6,626,013 | No | 4 | P | Indirect | Please see footnote and Remarks below |
| Common Stock | Acquisiton | 2010-04-30 | 99,288 | $21.91 | 4,365,200 | No | 4 | P | Indirect | Please see footnote and Remarks below |
| Common Stock | Acquisiton | 2010-05-03 | 120,570 | $22.63 | 6,746,583 | No | 4 | P | Indirect | Please see footnote and Remarks below |
| Common Stock | Acquisiton | 2010-05-03 | 79,430 | $22.63 | 4,444,630 | No | 4 | P | Indirect | Please see footnote and Remarks below |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Please see footnote and Remarks below |
| No | 4 | P | Indirect | Please see footnote and Remarks below |
| No | 4 | P | Indirect | Please see footnote and Remarks below |
| No | 4 | P | Indirect | Please see footnote and Remarks below |
Footnotes
- Weighted average price.
- After giving effect to all transactions reported in this Form 4, the aggregate amount of common stock, par value $0.001 per share (the "Common Stock") held by YAAF II as of May 4, 2010, is 6,746,583 shares.
- These shares are held directly by Yucaipa American Alliance Fund II, L.P. ("YAAF II").
- After giving effect to all transactions reported in this Form 4, the aggregate amount of Common Stock held by YAAF II Parallel as of May 4, 2010, is 4,444,630 shares.
- These shares are held directly by Yucaipa American Alliance (Parallel) Fund II, L.P. ("YAAF II Parallel").
Billionaire Hedge Funds
