Filing Details
- Accession Number:
- 0001209191-10-027670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 17:11:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 28,506 shares | Avg. Price: $13.03 | Total Value: $371,570.16 |
| Number of Shares After Transactions: | 5,413,667 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-12 | 200 | $12.86 | 5,441,973 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 100 | $12.87 | 5,441,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 500 | $12.88 | 5,441,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 500 | $12.90 | 5,440,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 100 | $12.96 | 5,440,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 900 | $12.98 | 5,439,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 1,100 | $12.98 | 5,438,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 100 | $12.98 | 5,438,673 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 100 | $12.98 | 5,438,573 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 500 | $12.99 | 5,438,073 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 600 | $12.99 | 5,437,473 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 2,600 | $13.00 | 5,434,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 1,300 | $13.01 | 5,433,573 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 100 | $13.02 | 5,433,473 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 600 | $13.03 | 5,432,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 1,700 | $13.04 | 5,431,173 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 1,400 | $13.04 | 5,429,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 400 | $13.05 | 5,429,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 1,200 | $13.05 | 5,428,173 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 1,700 | $13.06 | 5,426,473 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 100 | $13.06 | 5,426,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 100 | $13.06 | 5,426,273 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 100 | $13.06 | 5,426,173 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 3,396 | $13.06 | 5,422,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 1,100 | $13.07 | 5,421,677 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 3,800 | $13.07 | 5,417,877 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 1,000 | $13.08 | 5,416,877 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 400 | $13.08 | 5,416,477 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 200 | $13.08 | 5,416,277 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 2,610 | $13.08 | 5,413,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
