Filing Details
- Accession Number:
- 0001209191-10-027678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 17:13:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 29,072 shares | Avg. Price: $13.14 | Total Value: $381,909.11 |
Number of Shares After Transactions: | 5,384,595 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-12 | 200 | $13.09 | 5,413,467 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 778 | $13.09 | 5,412,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 1,000 | $13.10 | 5,411,689 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 7,700 | $13.10 | 5,403,989 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 5,400 | $13.11 | 5,398,589 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 800 | $13.12 | 5,397,789 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 600 | $13.13 | 5,397,189 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 100 | $13.14 | 5,397,089 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 1,790 | $13.14 | 5,395,299 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 400 | $13.15 | 5,394,899 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 2,000 | $13.15 | 5,392,899 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 1,900 | $13.16 | 5,390,999 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 100 | $13.17 | 5,390,899 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 700 | $13.17 | 5,390,199 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 100 | $13.18 | 5,390,099 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 1,500 | $13.18 | 5,388,599 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 300 | $13.19 | 5,388,299 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 200 | $13.20 | 5,388,099 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 1,200 | $13.21 | 5,386,899 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 800 | $13.23 | 5,386,099 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 501 | $13.24 | 5,385,598 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 1,003 | $13.25 | 5,384,595 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.