Filing Details

Accession Number:
0001209191-10-027678
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-13 13:00:00
Reporting Period:
2010-05-12
Filing Date:
2010-05-13
Accepted Time:
2010-05-13 17:13:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
1228910 Trust Family E Jill Schatz & S Douglas Schatz Po Box 481
Fort Collins CO 80522
No No Yes No
1328181 E Jill Schatz P.o. Box 481
Fort Collins CO 80522
No No Yes No
Transaction Summary
Sold: 29,072 shares Avg. Price: $13.14 Total Value: $381,909.11
Number of Shares After Transactions: 5,384,595 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-12 200 $13.09 5,413,467 No 4 S Direct
Common Stock Disposition 2010-05-12 778 $13.09 5,412,689 No 4 S Direct
Common Stock Disposition 2010-05-12 1,000 $13.10 5,411,689 No 4 S Direct
Common Stock Disposition 2010-05-12 7,700 $13.10 5,403,989 No 4 S Direct
Common Stock Disposition 2010-05-12 5,400 $13.11 5,398,589 No 4 S Direct
Common Stock Disposition 2010-05-12 800 $13.12 5,397,789 No 4 S Direct
Common Stock Disposition 2010-05-12 600 $13.13 5,397,189 No 4 S Direct
Common Stock Disposition 2010-05-12 100 $13.14 5,397,089 No 4 S Direct
Common Stock Disposition 2010-05-12 1,790 $13.14 5,395,299 No 4 S Direct
Common Stock Disposition 2010-05-12 400 $13.15 5,394,899 No 4 S Direct
Common Stock Disposition 2010-05-12 2,000 $13.15 5,392,899 No 4 S Direct
Common Stock Disposition 2010-05-12 1,900 $13.16 5,390,999 No 4 S Direct
Common Stock Disposition 2010-05-12 100 $13.17 5,390,899 No 4 S Direct
Common Stock Disposition 2010-05-12 700 $13.17 5,390,199 No 4 S Direct
Common Stock Disposition 2010-05-12 100 $13.18 5,390,099 No 4 S Direct
Common Stock Disposition 2010-05-12 1,500 $13.18 5,388,599 No 4 S Direct
Common Stock Disposition 2010-05-12 300 $13.19 5,388,299 No 4 S Direct
Common Stock Disposition 2010-05-12 200 $13.20 5,388,099 No 4 S Direct
Common Stock Disposition 2010-05-12 1,200 $13.21 5,386,899 No 4 S Direct
Common Stock Disposition 2010-05-12 800 $13.23 5,386,099 No 4 S Direct
Common Stock Disposition 2010-05-12 501 $13.24 5,385,598 No 4 S Direct
Common Stock Disposition 2010-05-12 1,003 $13.25 5,384,595 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
  2. Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
  3. The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.