Filing Details
- Accession Number:
- 0001181431-10-027192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-17 13:00:00
- Reporting Period:
- 2010-05-13
- Filing Date:
- 2010-05-17
- Accepted Time:
- 2010-05-17 11:13:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409019 | D Diane Rentfrow | 5550 Via Vallarta Yorba Linda CA 92887 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-01 | 23 | $32.44 | 3,612 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-05-13 | 750 | $25.55 | 4,362 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-13 | 750 | $38.87 | 3,612 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-05-13 | 750 | $25.92 | 4,362 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-13 | 750 | $38.87 | 3,612 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option(right to buy) | Disposition | 2010-05-13 | 750 | $0.00 | 750 | $25.55 |
Common Stock | Employee Stock Option(right to buy) | Disposition | 2010-05-13 | 750 | $0.00 | 750 | $25.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-02-02 | 2014-02-01 | No | 4 | M | Direct |
0 | 2006-01-02 | 2015-01-02 | No | 4 | M | Direct |
Footnotes
- DER units credited on 3/1/2010 as dividend at FMV
- The option became exercisable as to 33% of the total number of shares subject to the option on 2/2/05, 33% on 2/2/2006 and 34% on 2/2/2007.
- The option became exercisable as to 33% of the total number of shares subject to the option on 1/2/2006, 33% on 1/2/2007 and 34% on 1/2/2008.