Filing Details
- Accession Number:
- 0001209191-10-029083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 18:21:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 23,919 shares | Avg. Price: $12.51 | Total Value: $299,174.63 |
| Number of Shares After Transactions: | 5,360,676 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-17 | 600 | $12.41 | 5,383,995 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.42 | 5,383,895 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.42 | 5,383,795 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.43 | 5,383,595 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 500 | $12.43 | 5,383,095 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 220 | $12.44 | 5,382,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.44 | 5,382,775 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 301 | $12.44 | 5,382,474 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,700 | $12.45 | 5,380,774 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.46 | 5,380,674 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 400 | $12.46 | 5,380,274 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,600 | $12.46 | 5,378,674 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,617 | $12.47 | 5,377,057 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 400 | $12.48 | 5,376,657 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 700 | $12.49 | 5,375,957 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 2,081 | $12.50 | 5,373,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,000 | $12.51 | 5,372,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.52 | 5,372,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 2,300 | $12.52 | 5,370,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.53 | 5,370,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 800 | $12.53 | 5,369,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 600 | $12.54 | 5,368,776 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,600 | $12.54 | 5,376,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 300 | $12.55 | 5,366,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.55 | 5,366,776 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,300 | $12.55 | 5,365,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.56 | 5,365,276 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 900 | $12.56 | 5,364,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.57 | 5,364,276 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 3,600 | $12.57 | 5,360,676 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
