Filing Details
- Accession Number:
- 0001140361-10-020794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-11
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 09:16:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792987 | Astec Industries Inc | ASTE | Construction Machinery & Equip (3531) | 620873631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103175 | Don J Brock | 4101 Jerome Ave Chattanooga TN 37407 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-11 | 3,000 | $32.05 | 2,477,412 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 2,000 | $32.35 | 2,475,412 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 3,000 | $32.60 | 2,472,412 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 2,000 | $32.60 | 2,470,412 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,475 | Indirect | Residuary Trust |
| Common Stock | 36,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 36,245 | 36,245 | Direct | ||
| Common Stock | Stock Options | $19.43 | 2006-03-06 | 2015-03-06 | 25,322 | 25,322 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 36,245 | 36,245 | Direct | |
| 2015-03-06 | 25,322 | 25,322 | Direct |
Footnotes
- Reported holdings are Restricted Stock Units which convert into common stock on a one-for-one basis at a later date.
- Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
Billionaire Hedge Funds
