Filing Details
- Accession Number:
- 0001209191-10-029085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 18:23:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 16,737 shares | Avg. Price: $12.69 | Total Value: $212,443.76 |
| Number of Shares After Transactions: | 5,343,939 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-17 | 200 | $12.58 | 5,360,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,300 | $12.58 | 5,359,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.59 | 5,358,976 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,600 | $12.59 | 5,357,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,760 | $12.60 | 5,355,616 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 600 | $12.61 | 5,355,016 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,006 | $12.62 | 5,354,010 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 600 | $12.63 | 5,353,410 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.64 | 5,353,310 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 422 | $12.64 | 5,352,888 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.65 | 5,352,788 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 600 | $12.66 | 5,352,188 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.67 | 5,352,088 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.67 | 5,351,888 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.68 | 5,351,688 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 600 | $12.69 | 5,351,088 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 66 | $12.70 | 5,351,022 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 400 | $12.76 | 5,350,622 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.77 | 5,350,422 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.78 | 5,350,322 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,500 | $12.78 | 5,348,822 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.79 | 5,348,722 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 800 | $12.79 | 5,347,922 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.80 | 5,347,822 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,300 | $12.80 | 5,346,522 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 800 | $12.81 | 5,345,722 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 983 | $12.82 | 5,344,739 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 600 | $12.83 | 5,344,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.84 | 5,344,039 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.84 | 5,343,939 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
