Filing Details
- Accession Number:
- 0001209191-10-029087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 18:25:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 18,210 shares | Avg. Price: $12.93 | Total Value: $235,369.91 |
| Number of Shares After Transactions: | 1,325,729 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-17 | 300 | $12.84 | 5,343,639 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,100 | $12.84 | 5,342,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 400 | $12.85 | 5,342,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.85 | 5,341,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.85 | 5,341,739 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 2,800 | $12.85 | 5,338,939 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 300 | $12.86 | 5,338,639 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 600 | $12.87 | 5,338,039 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 900 | $12.88 | 5,337,139 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,300 | $12.89 | 5,335,839 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 343 | $12.90 | 5,335,496 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 400 | $12.91 | 5,335,096 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $12.92 | 5,334,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 270 | $12.92 | 5,334,726 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 500 | $12.93 | 5,334,226 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,100 | $12.94 | 5,333,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 2,900 | $12.95 | 5,330,226 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.96 | 5,330,026 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 196 | $12.97 | 5,329,830 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $12.98 | 5,329,630 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 300 | $13.00 | 5,329,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 900 | $13.01 | 5,328,430 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 200 | $13.02 | 5,328,230 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 1,300 | $13.03 | 5,326,930 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 101 | $13.04 | 5,326,829 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 300 | $13.06 | 5,326,529 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 300 | $13.07 | 5,326,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 300 | $13.08 | 5,325,929 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $13.11 | 5,325,829 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-17 | 100 | $13.13 | 1,325,729 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
