Filing Details

Accession Number:
0001140361-10-023358
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-27 13:00:00
Reporting Period:
2010-05-25
Filing Date:
2010-05-27
Accepted Time:
2010-05-27 19:15:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1011290 99 Cents Only Stores NYSE:NDN Retail-Variety Stores (5331) 952411605
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344517 F Robert Kautz C/o 99 Cents Only Stores
4000 Union Pacific Avenue
City Of Commerce CA 90023
Exec Vp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-25 8,500 $14.10 19,191 No 4 S Direct
Common Stock Acquisiton 2010-05-27 11,667 $0.00 30,858 No 4 A Direct
Common Stock Disposition 2010-05-27 3,857 $0.00 27,001 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 F Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $9.54 2015-11-11 150,000 150,000 Direct
Common Stock Stock Option (right to buy) $6.58 2018-01-11 110,678 110,678 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-11-11 150,000 150,000 Direct
2018-01-11 110,678 110,678 Direct
Footnotes
  1. This transaction was completed pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.0054 to $14.24. The reporting person undertakes to provide to 99? Only Stores, any security holder of 99? Only Stores, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
  3. These shares of common stock were acquired pursuant to the vesting of such shares under a performance stock unit award granted to Mr. Kautz on January 11, 2008.
  4. 3,857 shares were withheld by the Company for tax withholding pursuant to the terms of the performance stock unit award.
  5. The information provided in Table II reflects stock options currently owned by the Reporting Person that were granted on prior dates. This grant of options vested in three equal annual installments beginning November 11, 2006, and is now fully vested.
  6. This number of derivative securities only represents this specific class of derivative securities.
  7. This grant of options vests in three equal annual installments beginning January 11, 2009, so that 73,785 options are now fully vested.