Filing Details

Accession Number:
0001242095-10-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-13 13:00:00
Reporting Period:
2010-05-11
Filing Date:
2010-05-13
Accepted Time:
2010-05-13 12:23:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364034 Bernard Baert Polyone Center
33587 Walker Road
Avon Lake OH 44012
Svp, President Europe And Intl No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-11 12,400 $8.94 48,166 No 4 M Direct
Common Stock Disposition 2010-05-11 10,464 $10.60 37,702 No 4 D Direct
Common Stock Acquisiton 2010-05-11 37,500 $6.51 75,202 No 4 M Direct
Common Stock Disposition 2010-05-11 23,042 $10.60 52,160 No 4 D Direct
Common Stock Acquisiton 2010-05-11 53,100 $6.59 105,260 No 4 M Direct
Common Stock Disposition 2010-05-11 33,003 $10.60 72,257 No 4 D Direct
Common Stock Acquisiton 2010-05-11 20,800 $6.77 93,057 No 4 M Direct
Common Stock Disposition 2010-05-11 13,281 $10.60 79,776 No 4 D Direct
Common Stock Acquisiton 2010-05-11 12,833 $1.43 92,609 No 4 M Direct
Common Stock Disposition 2010-05-11 1,701 $10.79 90,908 No 4 D Direct
Common Stock Disposition 2010-05-11 14,766 $10.70 76,142 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2010-05-11 12,833 $0.00 12,833 $1.43
Common Stock Stock Appreciation Right Disposition 2010-05-11 37,500 $0.00 37,500 $6.51
Common Stock Stock Appreciation Right Disposition 2010-05-11 53,100 $0.00 53,100 $6.59
Common Stock Stock Appreciation Right Disposition 2010-05-11 20,800 $0.00 20,800 $6.77
Common Stock Stock Appreciation Right Disposition 2010-05-11 12,400 $0.00 12,400 $8.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,667 2016-03-04 No 4 M Direct
0 2013-01-04 No 4 M Direct
0 2014-03-07 No 4 M Direct
10,400 2015-03-05 No 4 M Direct
6,200 2012-01-05 No 4 M Direct
Footnotes
  1. SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.
  2. SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vests at a market price of $7.50 per share; an additional 1/3 vests at a market price of $8.50 per share; and the remaining 1/3 vests at a market price of $10.00 per share; provided, however, that no vesting will occur sooner than one year from the grant date of January 4, 2006.
  3. SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vests at a market price of $7.24 per share; an additional 1/3 vests at a market price of $7.90 per share; and the remaining 1/3 vests at a market price of $8.56 per share; provided, however, that no vesting will occur sooner than one year from the grant date of March 8, 2007.
  4. The stock appreciation rights vest in three equal annual installments beginning March 6, 2009.
  5. SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vest at a market price of $9.84 per share; an additional 1/3 vests at a market price of $10.73 per share; and the remaining 1/3 vests at a market price of $11.63 per share.