Filing Details

Accession Number:
0001140361-10-019126
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-05 13:00:00
Reporting Period:
2010-05-03
Filing Date:
2010-05-05
Accepted Time:
2010-05-05 16:06:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
849667 American Italian Pasta Co AIPC Miscellaneous Food Preparations & Kindred Products (2090) 841032638
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241671 N. Walter George 4100 N. Mulberry Drive, Suite 200
Kansas City MO 64116
Evp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $.001 Per Share Acquisiton 2010-05-03 7,501 $5.50 32,146 No 4 M Direct
Class A Common Stock, Par Value $.001 Per Share Disposition 2010-05-03 1,034 $39.91 31,112 No 4 D Direct
Class A Common Stock, Par Value $.001 Per Share Disposition 2010-05-04 6,467 $39.00 24,645 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Appreciation Right Disposition 2010-05-03 7,501 $0.00 7,501 $5.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,004 2010-03-06 2013-03-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $.001 Per Share 47,789 Indirect See footnote
Class A Common Stock, Par Value $.001 Per Share 47,789 Indirect See footnote
Class A Common Stock, Par Value $.001 Per Share 47,789 Indirect See footnote
Footnotes
  1. Exercise of Stock Appreciation Right ("SAR") for stock is treated as a purchase of all of the shares underlying the SAR that were exercised, at the exercise price set forth in the SAR and simultaneous sale back to American Italian Pasta Co. ("AIPC") of a number of the underlying shares having a value based on the market price of AIPC's stock on the date of exercise, equal to the exercise price. Only the net shares (representing the value of the appreciation) are issued.
  2. Shares held by the Walter N. George Trust u/t/a May 24, 2000, as amended (the "Trust"). Mr. George is the trustee of the Trust.
  3. Sale of stock on the open market of the number of shares acquired by Mr. George following the exercise of the SAR described above. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2010.
  4. The SARs were granted to Mr. George on March 6, 2006. The SARs vested over four years and were fully vested on March 6, 2010.