Filing Details
- Accession Number:
- 0001144204-10-027637
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-14 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-14
- Accepted Time:
- 2010-05-14 17:07:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1047919 | Ambient Corp | ABTG | Telephone Communications (No Radiotelephone) (4813) | 980166007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341950 | Vicis Capital, Llc | 445 Park Avenue, Suite 1901 New York NY 10022 | No | No | Yes | No | |
| 1365954 | Fund Master Capital Vicis | 445 Park Avenue, Suite 1901 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-12 | 90,000 | $0.00 | 1,327,788,414 | No | 4 | P | Indirect | By Vicis Capital Master Fund |
| Common Stock | Acquisiton | 2010-05-12 | 420,000 | $0.00 | 1,328,208,414 | No | 4 | P | Indirect | By Vicis Capital Master Fund |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Vicis Capital Master Fund |
| No | 4 | P | Indirect | By Vicis Capital Master Fund |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 2,666,666 | $0.00 | 2,666,666 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 2,000,000 | $0.00 | 2,000,000 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 666,666 | $0.00 | 666,666 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 3,428,571 | $0.00 | 3,428,571 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 2,571,428 | $0.00 | 2,571,428 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 857,143 | $0.00 | 857,143 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 220,000 | $0.00 | 220,000 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 165,000 | $0.00 | 165,000 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 55,000 | $0.00 | 55,000 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 397,000 | $0.00 | 397,000 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 636,000 | $0.00 | 636,000 | $0.04 |
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2010-05-12 | 456,500 | $0.00 | 456,500 | $0.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,250,000 | 2012-11-01 | No | 4 | P | Indirect | |
| 5,250,000 | 2012-11-01 | No | 4 | P | Indirect | |
| 5,916,666 | 2012-11-01 | No | 4 | P | Indirect | |
| 4,178,571 | 2013-01-15 | No | 4 | P | Indirect | |
| 6,749,999 | 2013-01-15 | No | 4 | P | Indirect | |
| 7,607,142 | 2013-01-15 | No | 4 | P | Indirect | |
| 270,000 | 2013-04-23 | No | 4 | P | Indirect | |
| 435,000 | 2013-04-23 | No | 4 | P | Indirect | |
| 490,000 | 2013-04-23 | No | 4 | P | Indirect | |
| 397,000 | 2012-07-31 | No | 4 | P | Indirect | |
| 1,033,000 | 2012-07-31 | No | 4 | P | Indirect | |
| 1,489,500 | 2012-07-31 | No | 4 | P | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | $0.25 | 2012-04-09 | 5,000,000 | 5,000,000 | Indirect | |
| Common Stock | Warrant to Purchase Common Stock | $0.25 | 2012-03-16 | 5,000,000 | 5,000,000 | Indirect | |
| Common Stock | Warrant to Purchase Common Stock | $0.25 | 2012-03-03 | 5,000,000 | 5,000,000 | Indirect | |
| Common Stock | Warrant to Purchase Common Stock | $0.25 | 2012-01-19 | 5,000,000 | 5,000,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-04-09 | 5,000,000 | 5,000,000 | Indirect |
| 2012-03-16 | 5,000,000 | 5,000,000 | Indirect |
| 2012-03-03 | 5,000,000 | 5,000,000 | Indirect |
| 2012-01-19 | 5,000,000 | 5,000,000 | Indirect |
Footnotes
- Represents the indirect holdings of Vicis Capital LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
- Immediately.
- On May 12, 2010, Vicis Capital Master Fund purchased the following securities of the Issuer from a private party for an aggregate purchase price of $173,205.92: (i) 90,000 shares of Common Stock; (ii) a warrant to purchase 397,000 shares of Common Stock having an expiration date of July 31, 2012; (iii) warrants to purchase 2,666,666 shares of Common Stock having an expiration date of November 1, 2012; (iv) warrants to purchase 3,428,571 shares of Common Stock having an expiration date of January 15, 2013; and (v) a warrant to purchase 220,000 shares of Common Stock having an expiration date of April 23, 2013.
- On May 12, 2010, Vicis Capital Master Fund purchased the following securities of the Issuer from a private party for an aggregate purchase price of $159,510.70: (i) 420,000 shares of Common Stock; (ii) a warrant to purchase 636,000 shares of Common Stock having an expiration date of July 31, 2012; (iii) warrants to purchase 2,000,000 shares of Common Stock having an expiration date of November 1, 2012; (iv) warrants to purchase 2,571,428 shares of Common Stock having an expiration date of January 15, 2013; and (v) a warrant to purchase 165,000 shares of Common Stock having an expiration date of April 23, 2013.
- On May 12, 2010, Vicis Capital Master Fund purchased the following securities of the Issuer from a private party for an aggregate purchase price of $50,882.73: (i) a warrant to purchase 456,500 shares of Common Stock having an expiration date of July 31, 2012; (ii) warrants to purchase 666,666 shares of Common Stock having an expiration date of November 1, 2012; (iii) warrants to purchase 857,143 shares of Common Stock having an expiration date of January 15, 2013; and (iv) a warrant to purchase 55,000 shares of Common Stock having an expiration date of April 23, 2013.
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