Filing Details

Accession Number:
0001181431-10-026545
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-13 13:00:00
Reporting Period:
2010-05-11
Filing Date:
2010-05-13
Accepted Time:
2010-05-13 15:37:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc CALX Communications Services, Nec (4899) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211436 J Donald Listwin C/O Calix, Inc.
1035 N. Mcdowell Blvd.
Petaluma CA 94954
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-11 60,000 $10.15 407,464 No 4 P Direct
Common Stock Acquisiton 2010-05-12 40,000 $10.41 447,464 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.0400 to $10.1985, inclusive. Full information on the number of shares purchased at each purchase price is available upon request.
  2. Consists of an aggregate of 25,598 restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 11,666 of the RSUs will vest on the first day that the Issuer's trading window opens for employees that is more than 180 days following the effective date of the Issuer's initial public offering (the "First Vesting Date"), and 11,666 of the RSUs will vest on the first day the trading window opens for employees that is more than 180 days after the First Vesting Date. The remaining 2,266 RSUs will vest on January 26, 2011.
  3. The price reported in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.1200 to $10.6644, inclusive. Full information on the number of shares purchased at each purchase price is available upon request.