Filing Details

Accession Number:
0001209191-10-025739
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-06 13:00:00
Reporting Period:
2010-05-04
Filing Date:
2010-05-06
Accepted Time:
2010-05-06 15:18:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381325 Bigband Networks Inc. BBND Radio & Tv Broadcasting & Communications Equipment (3663) 043444278
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393137 Ran Oz C/O Bigband Networks, Inc.
475 Broadway Street
Redwood City CA 94063
Evp & Chief Technology Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-04 6,078 $0.76 37,203 No 4 M Direct
Common Stock Disposition 2010-05-04 6,078 $3.43 31,125 No 4 S Direct
Common Stock Disposition 2010-05-04 6,699 $3.43 473,020 No 4 S Indirect Oz Holdings Ltd.
Common Stock Acquisiton 2010-05-05 12,157 $0.76 43,282 No 4 M Direct
Common Stock Disposition 2010-05-05 12,157 $3.40 31,125 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect Oz Holdings Ltd.
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-05-04 6,078 $0.00 6,078 $0.76
Common Stock Stock Option (right to buy) Disposition 2010-05-05 12,157 $0.00 12,157 $0.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
342,440 2014-09-28 No 4 M Direct
330,283 2014-09-28 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2009.
  2. Reflects the weighted average sale price, with the range of sale prices from $3.365 to $3.505 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC Staff, the issuer or any security holder of the issuer.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2007, as amended on September 11, 2009.
  4. Reflects the weighted average sale price, with the range of sale prices from $3.36 to $3.51 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC Staff, the issuer or any security holder of the issuer.
  5. Reflects the weighted average sale price, with the range of sale prices from $3.35 to $3.46 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC Staff, the issuer or any security holder of the issuer.
  6. This option vested over four years, and vested in full as of October 1, 2007.