Filing Details
- Accession Number:
- 0001209191-10-028074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-14 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-14
- Accepted Time:
- 2010-05-14 21:46:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876343 | Biotime Inc | BTIM | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307975 | A Valeta Gregg | 777 Old Saw Mill River Road Tarrytown NY 10591 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2010-05-12 | 5,702 | $3.45 | 5,702 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2010-05-12 | 600 | $7.78 | 5,102 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Disposition | 2010-05-12 | 400 | $7.80 | 4,702 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Disposition | 2010-05-12 | 900 | $7.79 | 3,802 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Disposition | 2010-05-12 | 1,601 | $7.76 | 2,201 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Disposition | 2010-05-12 | 2,201 | $7.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Purchase Common Shares | Disposition | 2010-05-12 | 5,702 | $0.00 | 4,298 | $3.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,298 | 2009-08-11 | 2014-08-10 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Purchase Common Shares | $2.30 | 2014-07-01 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Purchase Common Shares | $0.44 | 2013-04-30 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-07-01 | 20,000 | 20,000 | Direct |
| 2013-04-30 | 10,000 | 10,000 | Direct |
Footnotes
- Does not include shares that may be acquired upon the exercise of certain stock options.
- 5,000 options became exercisable on September 30, 2009; December 31, 2009; and March 31, 2010. The remaining 5,000 options will become exercisable in a final quarterly installment on June 30, 2010.
- Became exercisable on May 1, 2008 and in 3 equal quarterly installments thereafter.
Billionaire Hedge Funds
