Filing Details
- Accession Number:
- 0001417014-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-17 13:00:00
- Reporting Period:
- 2010-05-13
- Filing Date:
- 2010-05-17
- Accepted Time:
- 2010-05-17 10:41:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38264 | Forward Industries Inc | FORD | Plastics Products, Nec (3089) | 131950672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217918 | F John Chiste | 1801 Green Road Suite E Pompano Beach FL 33064 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Forward Industries Common Stock | Acquisiton | 2010-05-13 | 10,000 | $1.80 | 10,000 | No | 4 | M | Direct | |
| Forward Industries Common Stock | Acquisiton | 2010-05-13 | 10,000 | $2.20 | 20,000 | No | 4 | M | Direct | |
| Forward Industries Common Stock | Disposition | 2010-05-13 | 20,000 | $4.51 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Forward Industries Common Stock | Forward Industries Common Stock Options | Disposition | 2010-05-13 | 10,000 | $0.00 | 10,000 | $1.80 |
| Forward Industries Common Stock | Forward Industries Common Stock Options | Disposition | 2010-05-13 | 10,000 | $0.00 | 10,000 | $2.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2010-02-11 | 2019-02-11 | No | 4 | M | Direct |
| 10,000 | 2009-02-14 | 2018-02-14 | No | 4 | M | Direct |
Footnotes
- 7,500 shares sold at $4.5301 per share for $33,975.752,500 shares sold at $4.45 per share for $11,125.002,500 shares sold at $4.5148 per share for $11,287.002,500 shares sold at $4.456 per share for $11,140.005,000 shares sold at $4.539 per share for $22,695.00Total = 20,000 shares sold for a total of $90,222.75
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